APRIL 2008

Financial Associate

Responsibilities:

Prepare financial documentation and monitor activity in client brokerage accounts. 

Work extensively with clients, brokerage & mutual fund companies via telephone.

 Initiate purchases and redemptions of various securities within client accounts as well as deposits and withdrawals.

Completing account set up, transfers & settlement; corrdinating requirements with back office support; constant and accurate monitoring of activity within accounts.

Responsibilities will also include heavy document preparation, appointment setting and confirmation, filing, and various other administrative duties.

Requirements:

Series 6, 7, 63 Required

Knowledge of  Microsoft Office, Wordperfect, and Laserfiche scanning a plus

Extensive computer knowledge preferred

 Equal Opportunity Employer

Accounting experience  a plus

Please fax resume to 516-692-2746, Attention: Donna Stefans